SEC Form 4 · accession 0001166928-18-000064
WEST BANCORPORATION INC · WTBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David D Nelson
Officer — CEO & PRESIDENT · Director
Period of report
Mar 26, 2018
Accepted (ET)
May 29, 2018 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | May 23, 2018 | L | 339 | $25.34 | A | 95,103 | D | |
| COMMON STOCKF2 | Mar 26, 2018 | G | 7,378 | $0.00 | D | 87,725 | D | |
| COMMON STOCKF2 | Mar 26, 2018 | G | 7,378 | $0.00 | A | 39,084 | I | By Katherine A. Nelson Rev Trust |
| COMMON STOCKF3 | holding | — | — | — | 432 | I | By Nicholas Robert Nelson Roth IRA | |
| COMMON STOCKF4 | holding | — | — | — | 199 | I | By Natalie Ann Nelson Roth IRA | |
| COMMON STOCKF5 | holding | — | — | — | 22,799 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Share acquired pursuant to reinvestment of dividends received into purchases of new shares.
- F2Shares were transferred to Katherine A. Nelson Revocable Trust.
- F316 shares were acquired pursuant to reinvestment of dividends received.
- F48 shares were acquired pursuant to reinvestment of dividends received.
- F5161 shares were acquired pursuant to dividend reinvestment purchases in the employee savings plan 401(k) during the period from January 1, 2018 through March 31, 2018.