SEC Form 4 · accession 0001166928-18-000026
WEST BANCORPORATION INC · WTBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad L Winterbottom
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Mar 26, 2018
Accepted (ET)
Mar 27, 2018 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 26, 2018 | A | 15,000 | $0.00 | A | 89,736 | D | |
| COMMON STOCKF2 | Mar 26, 2018 | F | 6,525 | $25.85 | D | 83,211 | D | |
| COMMON STOCK | holding | — | — | — | 6,607 | I | Held by spouse | |
| COMMON STOCK | holding | — | — | — | 14,186 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2019.
- F2Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 26, 2018.