SEC Form 5 · accession 0001166928-18-000008
WEST BANCORPORATION INC · WTBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joyce A Chapman
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 2, 2018 · 8:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jun 19, 2013 | G | 588 | $0.00 | D | 8,500 | D | |
| COMMON STOCKF1 | May 20, 2014 | G | 1,000 | $0.00 | D | 7,500 | D | |
| COMMON STOCKF1 | May 27, 2015 | G | 1,500 | $0.00 | D | 6,000 | D | |
| COMMON STOCKF1 | May 10, 2016 | G | 2,000 | $0.00 | D | 4,000 | D | |
| COMMON STOCKF1 | May 16, 2017 | G | 2,000 | $0.00 | D | 2,000 | D | |
| COMMON STOCKF2 | Oct 4, 2017 | G | 4,074 | $0.00 | D | 30,620 | I | By Spouse's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were transferred to spouse's trust.
- F2Shares were gifted to various charitable organizations.