SEC Form 5 · accession 0001166928-18-000007
WEST BANCORPORATION INC · WTBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad L Winterbottom
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Dec 31, 2017
Accepted (ET)
Feb 2, 2018 · 8:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | May 24, 2017 | L | 37 | $22.16 | A | 6,537 | I | Held by spouse |
| COMMON STOCKF1 | Aug 23, 2017 | L | 38 | $21.25 | A | 6,575 | I | Held by spouse |
| COMMON STOCKF1 | Nov 22, 2017 | L | 32 | $25.36 | A | 6,607 | I | Held by spouse |
| COMMON STOCK | holding | — | — | — | 74,736 | D | ||
| COMMON STOCKF2 | holding | — | — | — | 14,186 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired pursuant to reinvestment of dividends received into purchases of new shares.
- F2950 shares were acquired pursuant to purchases in the employee savings plan 401(k) during the period from January 1, 2017 through December 31, 2017.