SEC Form 4 · accession 0001166928-17-000070
WEST BANCORPORATION INC · WTBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David D Nelson
Officer — CEO & PRESIDENT · Director
Period of report
Apr 11, 2017
Accepted (ET)
May 30, 2017 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | May 24, 2017 | L | 338 | $22.16 | A | 93,568 | D | |
| COMMON STOCKF2 | Apr 11, 2017 | G | 6,998 | $0.00 | D | 86,570 | D | |
| COMMON STOCKF2 | Apr 11, 2017 | G | 6,998 | $0.00 | A | 30,897 | I | By Katherine A. Nelson Rev Trust |
| COMMON STOCK | holding | — | — | — | 416 | I | By Nicholas Robert Nelson Roth IRA | |
| COMMON STOCK | holding | — | — | — | 191 | I | By Natalie Ann Nelson Roth IRA | |
| COMMON STOCK | holding | — | — | — | 21,953 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Share acquired pursuant to reinvestment of dividends received into purchases of new shares.
- F2Shares were transferred to Katherine A. Nelson Revocable Trust.