SEC Form 4 · accession 0001166928-17-000029
WEST BANCORPORATION INC · WTBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harlee Olafson
Officer — CHIEF RISK OFFICER
Period of report
Mar 27, 2017
Accepted (ET)
Mar 28, 2017 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 27, 2017 | A | 15,000 | $0.00 | A | 64,977 | D | |
| COMMON STOCKF2 | Mar 27, 2017 | F | 3,502 | $21.80 | D | 61,475 | D | |
| COMMON STOCKF3 | holding | — | — | — | 14,441 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2018.
- F2Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 27, 2017.
- F3104 shares acquired pursuant to dividend reinvestments in the employee savings plan (401(k)) during the period from October 1, 2016 through December 31, 2016.