SEC Form 4 · accession 0001166928-17-000027
WEST BANCORPORATION INC · WTBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marie I Roberts
Officer — SVP, CONTROLLER AND CAO
Period of report
Mar 27, 2017
Accepted (ET)
Mar 28, 2017 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 27, 2017 | A | 3,500 | $0.00 | A | 17,350 | D | |
| COMMON STOCKF2 | Mar 27, 2017 | F | 850 | $21.80 | D | 16,500 | D | |
| COMMON STOCKF3 | holding | — | — | — | 6,621 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2018.
- F2Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 27, 2017.
- F353 shares acquired pursuant to dividend reinvestment in the employee savings plan (401(k) during the period from October 1, 2016 through December 31, 2016.