SEC Form 4 · accession 0001166928-17-000023
WEST BANCORPORATION INC · WTBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas R Gulling
Officer — EVP, TREASURER & CFO
Period of report
Feb 1, 2017
Accepted (ET)
Mar 28, 2017 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 1, 2017 | G | 450 | $0.00 | D | 52,617 | D | |
| COMMON STOCKF2 | Feb 1, 2017 | G | 285 | $0.00 | D | 52,332 | D | |
| COMMON STOCKF3 | Mar 27, 2017 | A | 15,000 | $0.00 | A | 67,332 | D | |
| COMMON STOCKF4 | Mar 27, 2017 | F | 3,502 | $21.80 | D | 63,830 | D | |
| COMMON STOCKF5 | holding | — | — | — | 26,856 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of 450 shares to Prince of Peace Lutheran Church.
- F2Gift of 285 shares to Greater Des Moines Botanical Garden.
- F3Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2018.
- F4Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 27, 2017.
- F5901 shares were acquired pursuant to dividend reinvestments in the employee savings plan 401(k) during 2016.