SEC Form 4 · accession 0001166928-16-000210
WEST BANCORPORATION INC · WTBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David D Nelson
Officer — CEO & PRESIDENT · Director
Period of report
Aug 25, 2016
Accepted (ET)
Nov 28, 2016 · 9:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 23, 2016 | L | 297 | $23.51 | A | 82,524 | D | |
| COMMON STOCKF2 | Aug 25, 2016 | G | 1,097 | $0.00 | D | 81,427 | D | |
| COMMON STOCKF2 | Aug 25, 2016 | G | 1,097 | $0.00 | A | 23,899 | I | By Katherine A. Nelson Rev Trust |
| COMMON STOCK | holding | — | — | — | 416 | I | By Nicholas Robert Nelson Roth IRA | |
| COMMON STOCK | holding | — | — | — | 191 | I | By Natalie Ann Nelson Roth IRA | |
| COMMON STOCKF3 | holding | — | — | — | 21,556 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Share acquired pursuant to reinvestment of dividends received into purchases of new shares.
- F2Shares were transferred to the Katherine A. Nelson Revocable Trust.
- F32,704 shares were acquired pursuant to purchases in the employee savings plan (401(k)) during the period 1/1/2016-9/30/2016.