SEC Form 4 · accession 0001166928-16-000139
WEST BANCORPORATION INC · WTBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David D Nelson
Officer — CEO & PRESIDENT · Director
Period of report
Mar 25, 2016
Accepted (ET)
Mar 28, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 25, 2016 | F | 2,501 | $17.79 | D | 87,072 | D | |
| COMMON STOCK | holding | — | — | — | 416 | I | By Nicholas Robert Nelson Roth IRA | |
| COMMON STOCK | holding | — | — | — | 191 | I | By Natalie Ann Nelson Roth IRA | |
| COMMON STOCK | holding | — | — | — | 17,803 | I | By Katherine A. Nelson Rev Trust | |
| COMMON STOCK | holding | — | — | — | 18,852 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 25, 2016.