SEC Form 4 · accession 0001166928-16-000129
WEST BANCORPORATION INC · WTBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad L Winterbottom
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Mar 21, 2016
Accepted (ET)
Mar 22, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 21, 2016 | A | 15,000 | $0.00 | A | 66,719 | D | |
| COMMON STOCK | holding | — | — | — | 6,500 | I | Held by spouse | |
| COMMON STOCKF2,F3 | holding | — | — | — | 12,146 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2017.
- F211,173 shares held in 401(k) Plan had previously been reported as direct holdings.
- F3973 shares acquired pursuant to purchases in the employee savings plan (401(k))during the year 2015.