SEC Form 4 · accession 0001166928-16-000108
WEST BANCORPORATION INC · WTBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas R Gulling
Officer — EVP, TREASURER & CFO
Period of report
Feb 8, 2016
Accepted (ET)
Feb 8, 2016 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 8, 2016 | P | 300 | $16.30 | A | 40,666 | D | |
| COMMON STOCKF1,F2 | holding | — | — | — | 25,955 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F125,133 shares held in 401(k) Plan had previously been reported as direct holdings.
- F2822 shares acquired pursuant to purchases in the employee savings plan (401(k)) during the year 2015.