SEC Form 5 · accession 0001166928-16-000104
WEST BANCORPORATION INC · WTBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David D Nelson
Officer — CEO & PRESIDENT · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 3, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 25, 2015 | L | 283 | $17.69 | A | 77,439 | D | |
| COMMON STOCKF2 | Mar 25, 2015 | G | 2,999 | $0.00 | D | 74,440 | D | |
| COMMON STOCKF1 | May 20, 2015 | P | 310 | $18.61 | A | 74,750 | D | |
| COMMON STOCKF3 | Aug 3, 2015 | G | 1,097 | $0.00 | D | 73,653 | D | |
| COMMON STOCKF1 | Aug 19, 2015 | P | 297 | $19.60 | A | 73,950 | D | |
| COMMON STOCKF1 | Nov 25, 2015 | P | 283 | $20.70 | A | 74,233 | D | |
| COMMON STOCKF2 | Mar 25, 2015 | G | 2,999 | $0.00 | A | 16,706 | I | By Katherine A. Nelson Rev Trust |
| COMMON STOCKF3 | Aug 3, 2015 | G | 1,097 | $0.00 | A | 17,803 | I | By Katherine A. Nelson Rev Trust |
| COMMON STOCKF4,F5 | holding | — | — | — | 18,852 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Share acquired pursuant to reinvestment of dividends received into purchases of new shares.
- F22,999 shares were transferred to the Katherine A. Nelson Revocable Trust.
- F31,097 shares were transferred to the Katherine A. Nelson Revocable Trust.
- F415,560 shares held in 401(k) Plan had previously been reported as direct holdings.
- F53,292 shares were acquired pursuant to purchases in the employee savings plan (401(k)) during the year 2015.