SEC Form 4 · accession 0001166928-15-000030
WEST BANCORPORATION INC · WTBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad L Winterbottom
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 23, 2015 | A | 15,000 | $0.00 | A | 64,781 | D | |
| COMMON STOCKF2 | Mar 25, 2015 | F | 1,501 | $19.39 | D | 63,280 | D | |
| COMMON STOCK | holding | — | — | — | 6,500 | I | Held by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2016.
- F2Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 25, 2015.