SEC Form 4 · accession 0001225208-19-001959
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Cohen
Officer — Sr. EVP
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 5, 2019 | M | 360,000 | $7.27 | A | 650,656 | D | |
| Class A Common StockF1 | Feb 5, 2019 | S | 166,876 | $36.956 | D | 483,780 | D | |
| Class A Common Stock | Feb 5, 2019 | F | 193,124 | $37.025 | D | 290,656 | D | |
| Class A Common StockF2 | Feb 5, 2019 | S | 13,514 | $37.08 | D | 1,186,054 | I | By Trusts |
| Class A Common StockF2 | Feb 5, 2019 | S | 40,541 | $37.0851 | D | 1,145,513 | I | By Trusts |
| Class A Common StockF3 | Feb 5, 2019 | S | 54,815 | $37.1049 | D | 1,090,698 | I | By Trusts |
| Class A Common Stock | holding | — | — | — | 58,490 | I | By GRATs | |
| Class A Common Stock | holding | — | — | — | 80 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF4 | $7.27 | Feb 5, 2019 | M | 360,000 | D | Mar 27, 2010 | Mar 26, 2019 | Class A Common Stock | 360,000 | 720,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $36.89 to $37.02. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $37.08 to $37.09. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $37.104 to $37.105. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4With respect to the number of shares set forth in Column 7, this option is immediately exercisable.