SEC Form 4 · accession 0001225208-18-006587
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R Block
Officer — EVP, GC and Secretary
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 20, 2018 | M | 4,410 | $0.00 | A | 62,988 | D | |
| Class A Common Stock | Mar 20, 2018 | F | 1,939 | $34.57 | D | 61,049 | D | |
| Class A Common Stock | Mar 21, 2018 | M | 25,720 | $25.00 | A | 86,769 | D | |
| Class A Common Stock | Mar 21, 2018 | M | 4,320 | $0.00 | A | 91,089 | D | |
| Class A Common Stock | Mar 21, 2018 | F | 1,900 | $34.49 | D | 89,189 | D | |
| Class A Common Stock | Mar 21, 2018 | S | 2,471 | $34.55 | D | 86,718 | D | |
| Class A Common Stock | Mar 21, 2018 | S | 4,229 | $35.01 | D | 82,489 | D | |
| Class A Common Stock | Mar 21, 2018 | F | 21,491 | $35.01 | D | 60,998 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Mar 20, 2018 | M | 4,410 | D | — | — | Class A Common Stock | 4,410 | 21,354 | D |
| Option to PurchaseF4 | $25.00 | Mar 21, 2018 | M | 25,720 | D | — | Mar 21, 2024 | Class A Common Stock | 25,720 | 25,720 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Mar 21, 2018 | M | 4,320 | D | — | — | Class A Common Stock | 4,320 | 17,034 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
- F3These restricted stock units vest on the transaction date.
- F4With respect to the number of shares set forth in Column 7, this option is immediately exercisable.