SEC Form 4 · accession 0001225208-18-006494
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Cohen
Officer — Sr. EVP
Period of report
Mar 16, 2018
Accepted (ET)
Mar 20, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 16, 2018 | M | 18,840 | $0.00 | A | 327,125 | D | |
| Class A Common Stock | Mar 16, 2018 | F | 8,935 | $35.83 | D | 318,190 | D | |
| Class A Common Stock | holding | — | — | — | 83,629 | I | By GRATs | |
| Class A Common Stock | holding | — | — | — | 80 | I | By Spouse | |
| Class A Common Stock | holding | — | — | — | 935,036 | I | By Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF2 | $35.83 | Mar 16, 2018 | A | 385,000 | A | — | Mar 15, 2028 | Class A Common Stock | 385,000 | 385,000 | D |
| Restricted Stock UnitsF3,F4 | — | Mar 16, 2018 | M | 18,840 | D | — | — | Class A Common Stock | 18,840 | 707,883 | D |
Explanation of responses
- F1The price is $0.00.
- F2The options were granted on March 16, 2018 and become exercisable as follows: 30% become exercisable on the 2nd anniversary of the date of grant, an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
- F3Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
- F4These restricted stock units vest on the transaction date.