SEC Form 4 · accession 0001225208-18-006249
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian L Roberts
Officer — Chairman of Board, Pres. & CEO · Director
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 13, 2018 | M | 806,000 | $9.49 | A | 1,717,788 | D | |
| Class A Common StockF2 | Mar 13, 2018 | S | 26,220 | $37.0573 | D | 1,691,568 | D | |
| Class A Common StockF3 | Mar 13, 2018 | S | 332,133 | $36.876 | D | 1,359,435 | D | |
| Class A Common Stock | Mar 13, 2018 | F | 473,867 | $37.08 | D | 885,568 | D | |
| Class A Common StockF4 | Mar 15, 2018 | S | 332,752 | $36.1356 | D | 552,816 | D | |
| Class A Common Stock | holding | — | — | — | 480 | I | By Daughter | |
| Class A Common Stock | holding | — | — | — | 22,752,309 | I | By LLC | |
| Class A Common Stock | holding | — | — | — | 286,044 | I | By Spouse | |
| Class A Common Stock | holding | — | — | — | 1,195,090 | I | By Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF5 | $9.49 | Mar 13, 2018 | M | 806,000 | D | Mar 28, 2009 | Mar 27, 2018 | Class A Common Stock | 806,000 | 0 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $37.00 to $37.11. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $36.72 to $37.10. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $35.91 to $36.295. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5With respect to the number of shares set forth in Column 7, this option is immediately exercisable.