SEC Form 4 · accession 0001225208-17-017586
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Novak
Director
Period of report
Nov 20, 2017
Accepted (ET)
Nov 21, 2017 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2,F3 | — | Nov 20, 2017 | A | 4,745 | A | — | — | Class A Common Stock | 4,745 | 4,745 | D |
| Phantom StockF1,F2,F3 | — | Nov 20, 2017 | F | 33 | D | — | — | Class A Common Stock | 33 | 4,712 | D |
Explanation of responses
- F1These securities convert on a one-to-one basis.
- F2The reporting person elected to defer receipt of shares of Class A Common Stock issuable as a grant for director fees, resulting in an accrual to his account of additional phantom shares. Phantom stock may be re-deferred at future dates.
- F3Although the reporting person elected to defer receipt of the shares of Class A common stock underlying the phantom shares, these shares were withheld for payment of tax liability.