SEC Form 4 · accession 0001225208-17-015457
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R Block
Officer — EVP, GC and Secretary
Period of report
Sep 28, 2017
Accepted (ET)
Sep 29, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 28, 2017 | M | 9,900 | $9.49 | A | 68,478 | D | |
| Class A Common Stock | Sep 28, 2017 | S | 4,091 | $38.36 | D | 64,387 | D | |
| Class A Common Stock | Sep 28, 2017 | F | 5,809 | $38.375 | D | 58,578 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF2 | $9.49 | Sep 28, 2017 | M | 9,900 | D | Mar 28, 2009 | Mar 27, 2018 | Class A Common Stock | 9,900 | 0 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2With respect to the number of shares set forth in Column 7, this option is immediately exercisable.