SEC Form 4 · accession 0001225208-17-009492
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen B Burke
Officer — Sr. EVP
Period of report
May 9, 2017
Accepted (ET)
May 11, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 9, 2017 | M | 93,300 | $9.17 | A | 980,498 | D | |
| Class A Common Stock | May 9, 2017 | M | 92,000 | $7.27 | A | 1,072,498 | D | |
| Class A Common Stock | May 9, 2017 | M | 64,240 | $9.49 | A | 1,136,738 | D | |
| Class A Common Stock | May 9, 2017 | F | 42,782 | $39.11 | D | 1,093,956 | D | |
| Class A Common Stock | May 9, 2017 | F | 58,966 | $39.105 | D | 1,034,990 | D | |
| Class A Common Stock | May 9, 2017 | F | 61,799 | $39.105 | D | 973,191 | D | |
| Class A Common StockF1 | May 10, 2017 | S | 61,072 | $39.0313 | D | 912,119 | D | |
| Class A Common StockF2 | May 10, 2017 | S | 197,308 | $38.977 | D | 714,811 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF3 | $9.17 | May 9, 2017 | M | 93,300 | D | — | Mar 25, 2020 | Class A Common Stock | 93,300 | 279,900 | D |
| Option to PurchaseF3 | $7.27 | May 9, 2017 | M | 92,000 | D | Mar 27, 2010 | Mar 26, 2019 | Class A Common Stock | 92,000 | 184,000 | D |
| Option to PurchaseF3 | $9.49 | May 9, 2017 | M | 64,240 | D | Mar 28, 2009 | Mar 27, 2018 | Class A Common Stock | 64,240 | 64,240 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $39.015 to $39.095. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $38.970 to $38.995. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3With respect to the number of shares set forth in Column 7, this option is immediately exercisable.