SEC Form 4 · accession 0001225208-17-007019
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R Block
Officer — EVP, GC and Secretary
Period of report
Mar 27, 2017
Accepted (ET)
Mar 29, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 27, 2017 | M | 14,180 | $9.17 | A | 72,758 | D | |
| Class A Common Stock | Mar 27, 2017 | M | 14,100 | $7.27 | A | 86,858 | D | |
| Class A Common Stock | Mar 27, 2017 | M | 10,300 | $12.51 | A | 97,158 | D | |
| Class A Common Stock | Mar 27, 2017 | S | 3,752 | $37.19 | D | 93,406 | D | |
| Class A Common Stock | Mar 27, 2017 | S | 5,866 | $37.187 | D | 87,540 | D | |
| Class A Common Stock | Mar 27, 2017 | S | 6,228 | $37.166 | D | 81,312 | D | |
| Class A Common Stock | Mar 27, 2017 | F | 6,548 | $37.185 | D | 74,764 | D | |
| Class A Common Stock | Mar 27, 2017 | F | 7,872 | $37.19 | D | 66,892 | D | |
| Class A Common Stock | Mar 27, 2017 | F | 8,314 | $37.19 | D | 58,578 | D | |
| Class A Common Stock | Mar 28, 2017 | M | 9,900 | $9.49 | A | 68,478 | D | |
| Class A Common StockF2 | Mar 28, 2017 | S | 4,044 | $36.953 | D | 64,434 | D | |
| Class A Common Stock | Mar 28, 2017 | F | 5,856 | $37.08 | D | 58,578 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF3 | $12.51 | Mar 27, 2017 | M | 10,300 | D | — | Mar 24, 2021 | Class A Common Stock | 10,300 | 41,200 | D |
| Option to PurchaseF3 | $9.17 | Mar 27, 2017 | M | 14,180 | D | — | Mar 25, 2020 | Class A Common Stock | 14,180 | 42,540 | D |
| Option to PurchaseF3 | $7.27 | Mar 27, 2017 | M | 14,100 | D | Mar 27, 2010 | Mar 26, 2019 | Class A Common Stock | 14,100 | 28,200 | D |
| Option to PurchaseF3 | $9.49 | Mar 28, 2017 | M | 9,900 | D | Mar 28, 2009 | Mar 27, 2018 | Class A Common Stock | 9,900 | 9,900 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $36.95 to $36.99. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3With respect to the number of shares set forth in Column 7, this option is immediately exercisable.