SEC Form 4 · accession 0001225208-17-006788
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R Block
Officer — EVP, GC and Secretary
Period of report
Mar 22, 2017
Accepted (ET)
Mar 24, 2017 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 22, 2017 | M | 24,420 | $20.61 | A | 85,306 | D | |
| Class A Common Stock | Mar 22, 2017 | M | 5,220 | $0.00 | A | 90,526 | D | |
| Class A Common Stock | Mar 22, 2017 | S | 2,308 | $37.17 | D | 88,218 | D | |
| Class A Common Stock | Mar 22, 2017 | F | 2,431 | $37.04 | D | 85,787 | D | |
| Class A Common Stock | Mar 22, 2017 | S | 5,961 | $37.118 | D | 79,826 | D | |
| Class A Common Stock | Mar 22, 2017 | F | 18,459 | $37.11 | D | 61,367 | D | |
| Class A Common Stock | Mar 23, 2017 | M | 29,130 | $14.995 | A | 90,497 | D | |
| Class A Common StockF2 | Mar 23, 2017 | M | 19,120 | $0.00 | A | 109,617 | D | |
| Class A Common Stock | Mar 23, 2017 | S | 2,789 | $37.01 | D | 106,828 | D | |
| Class A Common Stock | Mar 23, 2017 | F | 8,905 | $37.22 | D | 97,923 | D | |
| Class A Common Stock | Mar 23, 2017 | S | 9,514 | $36.99 | D | 88,409 | D | |
| Class A Common Stock | Mar 23, 2017 | F | 19,616 | $37.01 | D | 68,793 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF3 | $20.61 | Mar 22, 2017 | M | 24,420 | D | — | Mar 21, 2023 | Class A Common Stock | 24,420 | 65,120 | D |
| Restricted Stock UnitsF4,F5 | $0.00 | Mar 22, 2017 | M | 5,220 | D | — | — | Class A Common Stock | 5,220 | 17,552 | D |
| Option to PurchaseF3 | $14.995 | Mar 23, 2017 | M | 29,130 | D | — | Mar 22, 2022 | Class A Common Stock | 29,130 | 48,550 | D |
| Restricted Stock UnitsF4,F5 | — | Mar 23, 2017 | M | 19,120 | D | — | — | Class A Common Stock | 19,120 | 119,972 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2The price is $0.00.
- F3With respect to the number of shares set forth in Column 7, this option is immediately exercisable.
- F4Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
- F5These restricted stock units vest on the transaction date.