SEC Form 4 · accession 0001225208-17-006717
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R Block
Officer — EVP, GC and Secretary
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 20, 2017 | M | 4,410 | $0.00 | A | 62,988 | D | |
| Class A Common Stock | Mar 20, 2017 | F | 2,054 | $37.48 | D | 60,934 | D | |
| Class A Common Stock | Mar 21, 2017 | M | 25,720 | $25.00 | A | 86,654 | D | |
| Class A Common Stock | Mar 21, 2017 | M | 4,320 | $0.00 | A | 90,974 | D | |
| Class A Common Stock | Mar 21, 2017 | F | 2,012 | $37.07 | D | 88,962 | D | |
| Class A Common Stock | Mar 21, 2017 | S | 2,356 | $37.49 | D | 86,606 | D | |
| Class A Common Stock | Mar 21, 2017 | S | 4,697 | $37.461 | D | 81,909 | D | |
| Class A Common Stock | Mar 21, 2017 | F | 21,023 | $37.46 | D | 60,886 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Mar 20, 2017 | M | 4,410 | D | — | — | Class A Common Stock | 4,410 | 27,092 | D |
| Option to PurchaseF4 | $25.00 | Mar 21, 2017 | M | 25,720 | D | — | Mar 21, 2024 | Class A Common Stock | 25,720 | 51,440 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Mar 21, 2017 | M | 4,320 | D | — | — | Class A Common Stock | 4,320 | 22,772 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
- F3These restricted stock units vest on the transaction date.
- F4With respect to the number of shares set forth in Column 7, this option is immediately exercisable.