SEC Form 4 · accession 0001225208-17-002242
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Smit
Officer — Sr. EVP
Period of report
Feb 1, 2017
Accepted (ET)
Feb 2, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 1, 2017 | M | 69,030 | $18.34 | A | 122,807 | D | |
| Class A Common StockF1 | Feb 1, 2017 | S | 28,307 | $75.804 | D | 94,500 | D | |
| Class A Common Stock | Feb 1, 2017 | F | 40,723 | $75.84 | D | 53,777 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF2 | $18.34 | Feb 1, 2017 | M | 69,030 | D | Mar 26, 2012 | Mar 25, 2020 | Class A Common Stock | 69,030 | 184,080 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $75.80 to $75.87. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2With respect to the number of shares set forth in Column 7, this option is immediately exercisable.