SEC Form 4 · accession 0001225208-17-002117
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Smit
Officer — Sr. EVP
Period of report
Jan 27, 2017
Accepted (ET)
Jan 31, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 27, 2017 | M | 138,060 | $18.34 | A | 191,837 | D | |
| Class A Common Stock | Jan 27, 2017 | M | 69,030 | $18.34 | A | 260,867 | D | |
| Class A Common StockF1 | Jan 27, 2017 | S | 28,289 | $75.665 | D | 232,578 | D | |
| Class A Common StockF2 | Jan 27, 2017 | S | 29,088 | $75.005 | D | 203,490 | D | |
| Class A Common StockF3 | Jan 27, 2017 | S | 29,088 | $74.999 | D | 174,402 | D | |
| Class A Common Stock | Jan 27, 2017 | F | 40,741 | $75.695 | D | 133,661 | D | |
| Class A Common Stock | Jan 27, 2017 | F | 79,884 | $75.49 | D | 53,777 | D | |
| Class A Common Stock | Jan 30, 2017 | M | 129,300 | $25.02 | A | 183,077 | D | |
| Class A Common Stock | Jan 30, 2017 | S | 4,000 | $75.50 | D | 179,077 | D | |
| Class A Common StockF4 | Jan 30, 2017 | S | 19,425 | $75.28 | D | 159,652 | D | |
| Class A Common StockF5 | Jan 30, 2017 | S | 23,424 | $75.62 | D | 136,228 | D | |
| Class A Common Stock | Jan 30, 2017 | F | 82,451 | $75.80 | D | 53,777 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF6 | $18.34 | Jan 27, 2017 | M | 69,030 | D | Mar 26, 2012 | Mar 25, 2020 | Class A Common Stock | 69,030 | 391,170 | D |
| Option to PurchaseF6 | $18.34 | Jan 27, 2017 | M | 138,060 | D | Mar 26, 2012 | Mar 25, 2020 | Class A Common Stock | 138,060 | 253,110 | D |
| Option to PurchaseF6 | $25.02 | Jan 30, 2017 | M | 129,300 | D | — | Mar 24, 2021 | Class A Common Stock | 129,300 | 301,700 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $75.65 to $75.68. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $75.00 to $75.05. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $74.63 to $75.33. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $75.280 to $75.285. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $75.60 to $75.70. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F6With respect to the number of shares set forth in Column 7, this option is immediately exercisable.