SEC Form 4 · accession 0001225208-17-000665
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward D Breen
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jan 3, 2017 | M | 3,177 | $0.00 | A | 32,769 | D | |
| Class A Common StockF1 | Jan 3, 2017 | M | 3,122 | $0.00 | A | 35,891 | D | |
| Class A Common Stock | holding | — | — | — | 27,653 | I | By GRATs |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3,F4 | $0.00 | Jan 3, 2017 | M | 3,122 | D | — | — | Class A Common Stock | 3,122 | 55 | D |
| Phantom StockF3,F4 | — | Jan 3, 2017 | M | 3,177 | D | — | — | Class A Common Stock | 3,177 | 55 | D |
Explanation of responses
- F1Shares acquired on settlement of phantom stock. The reporting person received cash for the fractional shares.
- F2The price is $0.00.
- F3These securities convert on a one-to-one basis.
- F4These securities were automatically converted to shares of Class A common stock on the transaction date pursuant to a previously deferred stock award.