SEC Form 4 · accession 0001225208-16-043644
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R Block
Officer — EVP, GC and Secretary
Period of report
Dec 19, 2016
Accepted (ET)
Dec 21, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 19, 2016 | M | 6,543 | $17.24 | A | 50,712 | D | |
| Class A Common StockF2 | Dec 19, 2016 | S | 2,435 | $70.173 | D | 48,277 | D | |
| Class A Common Stock | Dec 19, 2016 | F | 4,108 | $70.015 | D | 44,169 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF3 | $17.24 | Dec 19, 2016 | M | 6,543 | D | — | Dec 17, 2019 | Class A Common Stock | 6,543 | 19,629 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $70.16 to $70.18. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3With respect to the number of shares set forth in Column 7, this option is immediately exercisable.