SEC Form 4 · accession 0001225208-16-042496
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R Block
Officer — EVP, GC and Secretary
Period of report
Nov 29, 2016
Accepted (ET)
Dec 1, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 29, 2016 | M | 25,720 | $50.00 | A | 69,889 | D | |
| Class A Common Stock | Nov 29, 2016 | M | 12,210 | $41.22 | A | 82,099 | D | |
| Class A Common Stock | Nov 29, 2016 | S | 2,745 | $69.91 | D | 79,354 | D | |
| Class A Common Stock | Nov 29, 2016 | S | 4,007 | $69.864 | D | 75,347 | D | |
| Class A Common Stock | Nov 29, 2016 | F | 9,465 | $69.91 | D | 65,882 | D | |
| Class A Common Stock | Nov 29, 2016 | F | 21,713 | $69.87 | D | 44,169 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF1 | $41.22 | Nov 29, 2016 | M | 12,210 | D | — | Mar 21, 2023 | Class A Common Stock | 12,210 | 44,770 | D |
| Option to PurchaseF1 | $50.00 | Nov 29, 2016 | M | 25,720 | D | — | Mar 21, 2024 | Class A Common Stock | 25,720 | 38,580 | D |
Explanation of responses
- F1With respect to the number of shares set forth in Column 7, this option is immediately exercisable.