SEC Form 4 · accession 0001225208-16-040710
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Smit
Officer — Sr. EVP
Period of report
Oct 20, 2016
Accepted (ET)
Oct 24, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 20, 2016 | I | 11,040 | $0.00 | A | 77,329 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | $0.00 | Oct 20, 2016 | I | 11,040 | D | — | — | Class A Common Stock | 11,040 | 70,463 | D |
Explanation of responses
- F1Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
- F2The reporting person had previously elected to defer receipt of shares and to notionally reinvest the deferred compensation in another investment plan at the end of the original dererral period.
- F3These restricted stock units vest on the transaction date.