SEC Form 4 · accession 0001225208-16-040490
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Cohen
Officer — Sr. EVP
Period of report
Oct 11, 2016
Accepted (ET)
Oct 13, 2016 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 11, 2016 | M | 28,750 | $25.44 | A | 257,120 | D | |
| Class A Common Stock | Oct 11, 2016 | S | 302 | $65.563 | D | 256,818 | D | |
| Class A Common Stock | Oct 11, 2016 | F | 28,448 | $65.78 | D | 228,370 | D | |
| Class A Common Stock | Oct 11, 2016 | M | 28,000 | $18.98 | A | 28,000 | I | By Trust |
| Class A Common Stock | Oct 11, 2016 | F | 8,858 | $65.78 | D | 19,142 | I | By Trust |
| Class A Common StockF2 | Oct 11, 2016 | S | 19,142 | $65.501 | D | 0 | I | By Trust |
| Class A Common Stock | holding | — | — | — | 85,623 | I | By GRATs | |
| Class A Common Stock | holding | — | — | — | 40 | I | By Spouse | |
| Class A Common Stock | holding | — | — | — | 372,646 | I | By Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF3 | $25.44 | Oct 11, 2016 | M | 28,750 | D | Mar 16, 2008 | Mar 15, 2017 | Class A Common Stock | 28,750 | 46,450 | D |
| Option to PurchaseF3 | $18.98 | Oct 11, 2016 | M | 28,000 | D | — | Mar 27, 2018 | Class A Common Stock | 28,000 | 140,300 | I |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $65.43 to $65.60. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3With respect to the number of shares set forth in Column 7, this option is immediately exercisable.