SEC Form 4 · accession 0001225208-16-039615
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Smit
Officer — Sr. EVP
Period of report
Sep 21, 2016
Accepted (ET)
Sep 23, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Sep 21, 2016 | I | 12,000 | D | — | — | Class A Common Stock | 12,000 | 43,336 | D |
| Restricted Stock UnitsF1,F3 | — | Sep 22, 2016 | I | 14,595 | D | — | — | Class A Common Stock | 14,595 | 28,741 | D |
Explanation of responses
- F1Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
- F2The reporting person had previously elected to defer receipt of shares and to notionally reinvest the deferred compensation in another investment plan at the end of the original deferral period.
- F3These restricted stock units vest on the transaction date.