SEC Form 4 · accession 0001225208-16-039482
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R Block
Officer — EVP, GC and Secretary
Period of report
Sep 16, 2016
Accepted (ET)
Sep 19, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 16, 2016 | M | 3,370 | $25.44 | A | 47,539 | D | |
| Class A Common StockF2 | Sep 16, 2016 | S | 1,023 | $65.745 | D | 46,516 | D | |
| Class A Common Stock | Sep 16, 2016 | F | 2,347 | $66.10 | D | 44,169 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF3 | $25.44 | Sep 16, 2016 | M | 3,370 | D | Mar 16, 2008 | Mar 15, 2017 | Class A Common Stock | 3,370 | 0 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $65.74 to $65.75. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3With respect to the number of shares set forth in Column 7, this option is immediately exercisable.