SEC Form 4 · accession 0001225208-16-030465
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R Block
Officer — EVP, GC and Secretary
Period of report
Mar 28, 2016
Accepted (ET)
Mar 30, 2016 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 28, 2016 | M | 15,450 | $25.02 | A | 64,822 | D | |
| Class A Common Stock | Mar 28, 2016 | M | 7,090 | $18.34 | A | 71,912 | D | |
| Class A Common Stock | Mar 28, 2016 | M | 7,050 | $14.54 | A | 78,962 | D | |
| Class A Common Stock | Mar 28, 2016 | M | 4,950 | $18.98 | A | 83,912 | D | |
| Class A Common Stock | Mar 28, 2016 | S | 1,665 | $59.508 | D | 82,247 | D | |
| Class A Common Stock | Mar 28, 2016 | S | 2,426 | $59.749 | D | 79,821 | D | |
| Class A Common Stock | Mar 28, 2016 | S | 2,634 | $59.542 | D | 77,187 | D | |
| Class A Common Stock | Mar 28, 2016 | F | 3,285 | $59.52 | D | 73,902 | D | |
| Class A Common Stock | Mar 28, 2016 | F | 4,416 | $59.75 | D | 69,486 | D | |
| Class A Common Stock | Mar 28, 2016 | S | 4,429 | $59.721 | D | 65,057 | D | |
| Class A Common Stock | Mar 28, 2016 | F | 4,664 | $59.745 | D | 60,393 | D | |
| Class A Common Stock | Mar 28, 2016 | S | 5,203 | $59.57 | D | 55,190 | D | |
| Class A Common Stock | Mar 28, 2016 | F | 11,021 | $59.63 | D | 44,169 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF2 | $25.02 | Mar 28, 2016 | M | 15,450 | D | — | Mar 24, 2021 | Class A Common Stock | 15,450 | 25,750 | D |
| Option to PurchaseF2 | $18.34 | Mar 28, 2016 | M | 7,090 | D | — | Mar 25, 2020 | Class A Common Stock | 7,090 | 28,360 | D |
| Option to PurchaseF2 | $14.54 | Mar 28, 2016 | M | 7,050 | D | Mar 27, 2010 | Mar 26, 2019 | Class A Common Stock | 7,050 | 21,150 | D |
| Option to PurchaseF2 | $18.98 | Mar 28, 2016 | M | 4,950 | D | Mar 28, 2009 | Mar 27, 2018 | Class A Common Stock | 4,950 | 9,900 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2With respect to the number of shares set forth in Column 7, this option is immediately exercisable.