SEC Form 4 · accession 0001225208-16-030270
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R Block
Officer — EVP, GC and Secretary
Period of report
Mar 23, 2016
Accepted (ET)
Mar 24, 2016 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 23, 2016 | M | 14,565 | $29.99 | A | 59,921 | D | |
| Class A Common Stock | Mar 23, 2016 | M | 3,585 | $0.00 | A | 63,506 | D | |
| Class A Common Stock | Mar 23, 2016 | S | 1,187 | $59.11 | D | 62,319 | D | |
| Class A Common Stock | Mar 23, 2016 | F | 1,955 | $59.25 | D | 60,364 | D | |
| Class A Common Stock | Mar 23, 2016 | S | 3,552 | $59.41 | D | 56,812 | D | |
| Class A Common Stock | Mar 23, 2016 | F | 11,013 | $59.24 | D | 45,799 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF2 | $29.99 | Mar 23, 2016 | M | 14,565 | D | — | Mar 22, 2022 | Class A Common Stock | 14,565 | 38,840 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | Mar 23, 2016 | M | 3,585 | D | — | — | Class A Common Stock | 3,585 | 9,940 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2With respect to the number of shares set forth in Column 7, this option is immediately exercisable.
- F3Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
- F4These restricted stock units vest on the transaction date.