SEC Form 4 · accession 0001225208-16-030197
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R Block
Officer — EVP, GC and Secretary
Period of report
Mar 21, 2016
Accepted (ET)
Mar 23, 2016 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 21, 2016 | M | 2,160 | $0.00 | A | 46,329 | D | |
| Class A Common Stock | Mar 21, 2016 | F | 1,178 | $59.84 | D | 45,151 | D | |
| Class A Common Stock | Mar 22, 2016 | M | 2,610 | $0.00 | A | 47,761 | D | |
| Class A Common Stock | Mar 22, 2016 | S | 982 | $59.30 | D | 46,779 | D | |
| Class A Common Stock | Mar 22, 2016 | F | 1,423 | $59.87 | D | 45,356 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Mar 21, 2016 | M | 2,160 | D | — | — | Class A Common Stock | 2,160 | 16,135 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Mar 22, 2016 | M | 2,610 | D | — | — | Class A Common Stock | 2,610 | 13,525 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
- F3These restricted stock units vest on the transaction date.