SEC Form 4 · accession 0001225208-15-018238
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Cohen
Officer — Sr. EVP
Period of report
Sep 10, 2015
Accepted (ET)
Sep 14, 2015 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 10, 2015 | M | 80,000 | $25.44 | A | 256,203 | D | |
| Class A Common Stock | Sep 10, 2015 | M | 17,625 | $17.50 | A | 273,828 | D | |
| Class A Common Stock | Sep 10, 2015 | S | 473 | $56.19 | D | 273,355 | D | |
| Class A Common StockF2 | Sep 10, 2015 | S | 1,708 | $56.136 | D | 271,647 | D | |
| Class A Common Stock | Sep 10, 2015 | F | 17,152 | $56.08 | D | 254,495 | D | |
| Class A Common Stock | Sep 10, 2015 | F | 78,292 | $56.195 | D | 176,203 | D | |
| Class A Common Stock | Sep 10, 2015 | M | 81,700 | $17.50 | A | 81,700 | I | By Trust |
| Class A Common Stock | Sep 10, 2015 | M | 6,425 | $17.50 | A | 88,125 | I | By Trust |
| Class A Common Stock | Sep 10, 2015 | F | 1,988 | $56.56 | D | 86,137 | I | By Trust |
| Class A Common Stock | Sep 10, 2015 | F | 25,252 | $56.62 | D | 60,885 | I | By Trust |
| Class A Common StockF3 | Sep 10, 2015 | S | 60,885 | $56.034 | D | 0 | I | By Trust |
| Class A Common Stock | holding | — | — | — | 92,151 | I | By GRATs | |
| Class A Common Stock | holding | — | — | — | 338,870 | I | By Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF4 | $17.50 | Sep 10, 2015 | M | 17,625 | D | Mar 10, 2007 | Mar 9, 2016 | Class A Common Stock | 17,625 | 0 | D |
| Option to PurchaseF4 | $25.44 | Sep 10, 2015 | M | 80,000 | D | Mar 16, 2008 | Mar 15, 2017 | Class A Common Stock | 80,000 | 75,200 | D |
| Option to PurchaseF4 | $17.50 | Sep 10, 2015 | M | 81,700 | D | — | Mar 9, 2016 | Class A Common Stock | 81,700 | 0 | I |
| Option to PurchaseF4 | $17.50 | Sep 10, 2015 | M | 6,425 | D | Mar 10, 2007 | Mar 9, 2016 | Class A Common Stock | 6,425 | 0 | I |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $56.130 to $56.150. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $56.000 to $56.151. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4With respect to the number of shares set forth in Column 7, this option is immediately exercisable.