SEC Form 4 · accession 0001225208-15-016714
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Cohen
Officer — Sr. EVP
Period of report
Aug 10, 2015
Accepted (ET)
Aug 11, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 10, 2015 | M | 100,000 | $25.44 | A | 256,703 | D | |
| Class A Common Stock | Aug 10, 2015 | M | 3,000 | $17.50 | A | 259,703 | D | |
| Class A Common StockF2 | Aug 10, 2015 | S | 112 | $59.422 | D | 259,591 | D | |
| Class A Common Stock | Aug 10, 2015 | F | 2,888 | $59.63 | D | 256,703 | D | |
| Class A Common StockF3 | Aug 10, 2015 | S | 3,045 | $59.294 | D | 253,658 | D | |
| Class A Common Stock | Aug 10, 2015 | F | 96,955 | $59.525 | D | 156,703 | D | |
| Class A Common Stock | Aug 10, 2015 | M | 88,125 | $17.50 | A | 88,125 | I | By Trust |
| Class A Common Stock | Aug 10, 2015 | F | 25,898 | $59.55 | D | 62,227 | I | By Trust |
| Class A Common StockF4 | Aug 10, 2015 | S | 62,227 | $59.336 | D | 0 | I | By Trust |
| Class A Common Stock | holding | — | — | — | 111,651 | I | By GRATs | |
| Class A Common Stock | holding | — | — | — | 338,870 | I | By Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF5 | $17.50 | Aug 10, 2015 | M | 3,000 | D | Mar 10, 2007 | Mar 9, 2016 | Class A Common Stock | 3,000 | 17,625 | D |
| Option to PurchaseF5 | $25.44 | Aug 10, 2015 | M | 100,000 | D | Mar 16, 2008 | Mar 15, 2017 | Class A Common Stock | 100,000 | 155,200 | D |
| Option to PurchaseF5 | $17.50 | Aug 10, 2015 | M | 88,125 | D | Mar 10, 2007 | Mar 9, 2016 | Class A Common Stock | 88,125 | 6,425 | I |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $59.420 to $59.440. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $59.270 to $59.340. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $59.170 to $59.535. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5With respect to the number of shares set forth in Column 7, this option is immediately exercisable.