SEC Form 4 · accession 0001225208-15-015497
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Cohen
Officer — Sr. EVP
Period of report
Jul 13, 2015
Accepted (ET)
Jul 15, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 13, 2015 | M | 67,500 | $17.50 | A | 224,203 | D | |
| Class A Common Stock | Jul 13, 2015 | M | 16,875 | $17.9533 | A | 241,078 | D | |
| Class A Common Stock | Jul 13, 2015 | S | 675 | $63.955 | D | 240,403 | D | |
| Class A Common StockF2 | Jul 13, 2015 | S | 2,728 | $63.983 | D | 237,675 | D | |
| Class A Common Stock | Jul 13, 2015 | F | 16,200 | $63.95 | D | 221,475 | D | |
| Class A Common Stock | Jul 13, 2015 | F | 64,772 | $63.96 | D | 156,703 | D | |
| Class A Common Stock | Jul 13, 2015 | M | 88,125 | $17.50 | A | 88,125 | I | By Trust |
| Class A Common Stock | Jul 13, 2015 | F | 24,154 | $63.85 | D | 63,971 | I | By Trust |
| Class A Common StockF3 | Jul 13, 2015 | S | 63,971 | $63.889 | D | 0 | I | By Trust |
| Class A Common Stock | holding | — | — | — | 111,651 | I | By GRATs | |
| Class A Common Stock | holding | — | — | — | 338,870 | I | By Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF4 | $17.9533 | Jul 13, 2015 | M | 16,875 | D | — | Nov 10, 2015 | Class A Common Stock | 16,875 | 0 | D |
| Option to PurchaseF4 | $17.50 | Jul 13, 2015 | M | 67,500 | D | Mar 10, 2007 | Mar 9, 2016 | Class A Common Stock | 67,500 | 20,625 | D |
| Option to PurchaseF4 | $17.50 | Jul 13, 2015 | M | 88,125 | D | Mar 10, 2007 | Mar 9, 2016 | Class A Common Stock | 88,125 | 94,550 | I |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $63.980 to $63.985. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $63.870 to $63.940. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4With respect to the number of shares set forth in Column 7, this option is immediately exercisable.