SEC Form 4 · accession 0001225208-15-008777
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R Block
Officer — EVP, GC and Secretary
Period of report
Mar 26, 2015
Accepted (ET)
Mar 30, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 26, 2015 | M | 21,270 | $18.34 | A | 52,101 | D | |
| Class A Common Stock | Mar 26, 2015 | M | 15,400 | $0.00 | A | 67,501 | D | |
| Class A Common Stock | Mar 26, 2015 | S | 1,995 | $56.05 | D | 65,506 | D | |
| Class A Common Stock | Mar 26, 2015 | S | 7,083 | $55.961 | D | 58,423 | D | |
| Class A Common Stock | Mar 26, 2015 | F | 8,236 | $55.91 | D | 50,187 | D | |
| Class A Common Stock | Mar 26, 2015 | F | 14,187 | $56.02 | D | 36,000 | D | |
| Class A Common Stock | Mar 27, 2015 | M | 7,050 | $14.54 | A | 43,050 | D | |
| Class A Common Stock | Mar 27, 2015 | S | 2,582 | $55.847 | D | 40,468 | D | |
| Class A Common Stock | Mar 27, 2015 | F | 4,468 | $55.87 | D | 36,000 | D | |
| Class A Common Stock | Mar 27, 2015 | S | 7,164 | $55.83 | D | 28,836 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF2 | $18.34 | Mar 26, 2015 | M | 21,270 | D | — | Mar 25, 2020 | Class A Common Stock | 21,270 | 35,450 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | Mar 26, 2015 | M | 15,400 | D | — | — | Class A Common Stock | 15,400 | 8,450 | D |
| Option to PurchaseF2 | $14.54 | Mar 27, 2015 | M | 7,050 | D | Mar 27, 2010 | Mar 26, 2019 | Class A Common Stock | 7,050 | 28,200 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2With respect to the number of shares set forth in Column 7, this option is immediately exercisable.
- F3Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
- F4These restricted stock units vest on the transaction date.