SEC Form 4 · accession 0001225208-15-008640
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R Block
Officer — EVP, GC and Secretary
Period of report
Mar 25, 2015
Accepted (ET)
Mar 27, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 25, 2015 | M | 15,450 | $25.02 | A | 44,286 | D | |
| Class A Common Stock | Mar 25, 2015 | M | 4,290 | $0.00 | A | 48,576 | D | |
| Class A Common Stock | Mar 25, 2015 | F | 2,295 | $56.525 | D | 46,281 | D | |
| Class A Common Stock | Mar 25, 2015 | S | 4,301 | $57.19 | D | 41,980 | D | |
| Class A Common Stock | Mar 25, 2015 | F | 11,149 | $57.16 | D | 30,831 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF2 | $25.02 | Mar 25, 2015 | M | 15,450 | D | — | Mar 24, 2021 | Class A Common Stock | 15,450 | 41,200 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | Mar 25, 2015 | M | 4,290 | D | — | — | Class A Common Stock | 4,290 | 23,850 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2With respect to the number of shares set forth in Column 7, this option is immediately exercisable.
- F3Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
- F4These restricted stock units vest on the transaction date.