SEC Form 4 · accession 0001225208-15-008519
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R Block
Officer — EVP, GC and Secretary
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 23, 2015 | M | 24,420 | $41.22 | A | 54,470 | D | |
| Class A Common Stock | Mar 23, 2015 | M | 14,565 | $29.99 | A | 69,035 | D | |
| Class A Common Stock | Mar 23, 2015 | M | 3,585 | $0.00 | A | 72,620 | D | |
| Class A Common Stock | Mar 23, 2015 | S | 1,214 | $59.16 | D | 71,406 | D | |
| Class A Common Stock | Mar 23, 2015 | F | 1,918 | $59.12 | D | 69,488 | D | |
| Class A Common Stock | Mar 23, 2015 | S | 3,561 | $59.305 | D | 65,927 | D | |
| Class A Common Stock | Mar 23, 2015 | S | 3,687 | $59.29 | D | 62,240 | D | |
| Class A Common Stock | Mar 23, 2015 | F | 11,004 | $59.26 | D | 51,236 | D | |
| Class A Common Stock | Mar 23, 2015 | F | 20,733 | $59.31 | D | 30,503 | D | |
| Class A Common Stock | Mar 24, 2015 | S | 1,667 | $58.63 | D | 28,836 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF2 | $41.22 | Mar 23, 2015 | M | 24,420 | D | — | Mar 21, 2023 | Class A Common Stock | 24,420 | 56,980 | D |
| Option to PurchaseF2 | $29.99 | Mar 23, 2015 | M | 14,565 | D | — | Mar 22, 2022 | Class A Common Stock | 14,565 | 53,405 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | Mar 23, 2015 | M | 3,585 | D | — | — | Class A Common Stock | 3,585 | 28,140 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2With respect to the number of shares set forth in Column 7, this option is immediately exercisable.
- F3Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
- F4These restricted stock units vest on the transaction date.