SEC Form 4 · accession 0001225208-15-008412

COMCAST CORP · CMCSA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Mar 20, 2015

Accepted (ET)

Mar 24, 2015 · 11:00 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001166691

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock	Mar 20, 2015	M	500,000	$18.34	A	755,762	D
Class A Common Stock	Mar 20, 2015	M	138,000	$14.54	A	893,762	D
Class A Common Stock	Mar 20, 2015	M	43,840	$25.44	A	937,602	D
Class A Common Stock	Mar 20, 2015	M	32,120	$18.98	A	969,722	D
Class A Common Stock	Mar 20, 2015	M	30,240	$17.50	A	999,962	D
Class A Common Stock	Mar 20, 2015	F	20,655	$58.96	D	979,307	D
Class A Common Stock	Mar 20, 2015	F	22,302	$58.975	D	957,005	D
Class A Common Stock	Mar 20, 2015	F	32,599	$59.01	D	924,406	D
Class A Common Stock	Mar 20, 2015	F	91,131	$58.98	D	833,275	D
Class A Common Stock^F2	Mar 20, 2015	S	155,451	$59.26	D	677,824	D
Class A Common Stock	Mar 20, 2015	F	344,549	$59.11	D	333,275	D
Class A Common Stock	Mar 22, 2015	M	17,145	$0.00	A	350,420	D
Class A Common Stock	Mar 22, 2015	F	9,436	$59.45	D	340,984	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase^F3	$59.45	Mar 20, 2015	A	453,800	A	—	Mar 19, 2025	Class A Common Stock	453,800	453,800	D
Option to Purchase^F4	$18.34	Mar 20, 2015	M	500,000	D	—	Mar 25, 2020	Class A Common Stock	500,000	433,000	D
Option to Purchase^F4	$17.50	Mar 20, 2015	M	30,240	D	Mar 10, 2007	Mar 9, 2016	Class A Common Stock	30,240	30,240	D
Option to Purchase^F4	$25.44	Mar 20, 2015	M	43,840	D	Mar 16, 2008	Mar 15, 2017	Class A Common Stock	43,840	43,840	D
Option to Purchase^F4	$14.54	Mar 20, 2015	M	138,000	D	Mar 27, 2010	Mar 26, 2019	Class A Common Stock	138,000	230,000	D
Option to Purchase^F4	$18.98	Mar 20, 2015	M	32,120	D	Mar 28, 2009	Mar 27, 2018	Class A Common Stock	32,120	128,480	D
Restricted Stock Units^F5,F6	$0.00	Mar 20, 2015	A	106,820	A	—	—	Class A Common Stock	106,820	145,608	D
Restricted Stock Units^F5,F7	$0.00	Mar 22, 2015	M	17,145	D	—	—	Class A Common Stock	17,145	128,463	D

F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
F2This transaction was executed in multiple trades at prices ranging from $58.890 to $59.515. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3The options were granted on March 20, 2015 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
F4With respect to the number of shares set forth in Column 7, this option is immediately exercisable.
F5Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
F6The restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th and 5th anniversaries of the date of grant (March 20, 2015), respectively.
F7These restricted stock units vest on the transaction date.