SEC Form 4 · accession 0001225208-15-008409
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Cohen
Officer — Executive Vice President
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 10:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 22, 2015 | M | 13,725 | $0.00 | A | 142,651 | D | |
| Class A Common Stock | Mar 22, 2015 | F | 6,872 | $59.45 | D | 135,779 | D | |
| Class A Common Stock | holding | — | — | — | 77,752 | I | By GRATs | |
| Class A Common Stock | holding | — | — | — | 338,870 | I | By Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF1 | $59.45 | Mar 20, 2015 | A | 234,900 | A | — | Mar 19, 2025 | Class A Common Stock | 234,900 | 234,900 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Mar 20, 2015 | A | 46,500 | A | — | — | Class A Common Stock | 46,500 | 87,155 | D |
| Restricted Stock UnitsF2,F4 | $0.00 | Mar 22, 2015 | M | 13,725 | D | — | — | Class A Common Stock | 13,725 | 73,430 | D |
Explanation of responses
- F1The options were granted on March 20, 2015 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
- F2Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
- F3The restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th and 5th anniversaries of the date of grant (March 20, 2015), respectively.
- F4These restricted stock units vest on the transaction date.