SEC Form 4 · accession 0001225208-15-008406
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian L Roberts
Officer — Chairman of Board, Pres. & CEO · Director
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 10:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Special Common Stock | Feb 26, 2015 | G | 159,055 | $0.00 | D | 110,780 | I | By Spouse |
| Class A Special Common Stock | holding | — | — | — | 32,792 | D | ||
| Class A Special Common Stock | holding | — | — | — | 68,908 | I | By 401(k) | |
| Class A Special Common Stock | holding | — | — | — | 240 | I | By Daughter | |
| Class A Special Common Stock | holding | — | — | — | 6,856,323 | I | By LLC | |
| Class A Special Common Stock | holding | — | — | — | 699,298 | I | By Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF1 | $59.45 | Mar 20, 2015 | A | 453,800 | A | — | Mar 19, 2025 | Class A Common Stock | 453,800 | 453,800 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Mar 20, 2015 | A | 90,000 | A | — | — | Class A Common Stock | 90,000 | 129,190 | D |
Explanation of responses
- F1The options were granted on March 20, 2015 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of gant.
- F2Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
- F3100% of the restricted stock units vests on the 13th-month anniversary of the date of grant.