SEC Form 4 · accession 0001225208-15-006335
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph J Roberts
Director · Other
Period of report
Jan 2, 2015
Accepted (ET)
Mar 2, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jan 2, 2015 | M | 211,674 | $0.00 | A | 678,032 | D | |
| Class A Common Stock | Jan 2, 2015 | F | 95,112 | $57.35 | D | 582,920 | D | |
| Class A Common Stock | Feb 26, 2015 | M | 292,500 | $22.66 | A | 875,420 | D | |
| Class A Common Stock | Feb 26, 2015 | F | 195,304 | $59.07 | D | 680,116 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Jan 2, 2015 | M | 211,674 | D | — | — | Class A Common Stock | 211,674 | 536,595 | D |
| Option to PurchaseF5 | $22.66 | Feb 26, 2015 | M | 292,500 | D | — | Mar 13, 2015 | Class A Common Stock | 292,500 | 0 | D |
Explanation of responses
- F1Shares acquired on settlement of a previously deferred restricted stock unit.
- F2The price is $0.00.
- F3Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
- F4These restricted stock units automatically vested on the transaction date pursuant to a previously deferred stock award.
- F5With respect to the number of shares set forth in Column 7, this option is immediately exercisable.