SEC Form 4 · accession 0000950103-17-005784
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian L Roberts
Officer — Chairman of Board, Pres. & CEO · Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 15, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 13, 2017 | J | 1,289,214 | — | A | 22,752,309 | I | By LLC |
| Class A Common StockF1 | Jun 13, 2017 | J | 1,289,214 | — | D | 22,752,309 | I | By LLC |
| Class A Common StockF2 | Jun 13, 2017 | J | 2,693,337 | — | A | 22,752,309 | I | By LLC |
| Class A Common StockF2 | Jun 13, 2017 | J | 2,693,337 | — | D | 22,752,309 | I | By LLC |
| Class A Common Stock | holding | — | — | — | 911,818 | D | ||
| Class A Common Stock | holding | — | — | — | 1,195,090 | I | By Trusts | |
| Class A Common Stock | holding | — | — | — | 480 | I | By Daughter | |
| Class A Common Stock | holding | — | — | — | 551,044 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3,F1 | — | Jun 13, 2017 | J | 1,289,214 | A | — | — | Class A Common Stock | 9,039,663 | 9,039,663 | I |
| Class B Common StockF3,F1 | — | Jun 13, 2017 | J | 1,289,214 | D | — | — | Class A Common Stock | 9,039,663 | 9,039,663 | I |
Explanation of responses
- F1Reflects distributions by grantor retained annuity trusts (GRATs) established by the Reporting Person to certain family trusts of a 14.26% interest in a limited liability company controlled by the Reporting Person, which conveyed to the family trusts an indirect interest in (i) 1,289,214 shares of Class A Common Stock and (ii) 1,289,214 shares of Class B Common Stock.
- F2Reflects distributions by GRATs established by the Reporting Person to certain family trusts of a 19.64% interest in a limited liability company controlled by the Reporting Person, which conveyed to the family trusts an indirect interest in 2,693,337 shares of Class A Common Stock.
- F3Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.