SEC Form 4 · accession 0001166380-15-000067
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. · QTWW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chandru Sharoff
Officer — Corporate Controller
Period of report
Jun 11, 2015
Accepted (ET)
Jun 15, 2015 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 11, 2015 | A | 2,900 | $0.00 | A | 6,316 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $2.69 | Jun 11, 2015 | A | 950 | A | Jun 11, 2016 | Jun 11, 2025 | Common Stock | 950 | 950 | D |
Explanation of responses
- F1Grant of restricted stock under the Company's 2011 Stock Incentive Plan. The shares vest ratably over a three year period beginning on June 11, 2016.
- F2Includes 4,983 shares of unvested restricted stock.
- F3Grant of stock options under the Company's 2011 Stock Incentive Plan. The options vest ratably over a four year period beginning on June 11, 2016.