SEC Form 4 · accession 0001144204-15-038465

LYRIS, INC. · LYRI.OB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO and CFO

Period of report

Jun 22, 2015

Accepted (ET)

Jun 23, 2015 · 10:02 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001166220

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 22, 2015	D	21,937	—	D	0	D
Common Stock^F1	Jun 22, 2015	D	43,467	—	D	0	I	By Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Employee Stock Option (right to buy)^F2	$1.58	Jun 22, 2015	D	96,666	D	—	Nov 4, 2021	Common Stock	96,666	D
Employee Stock Option (right to buy)^F2	$1.58	Jun 22, 2015	D	43,373	D	—	Nov 23, 2021	Common Stock	43,373	D
Employee Stock Option (right to buy)^F2	$2.16	Jun 22, 2015	D	35,280	D	—	Aug 1, 2022	Common Stock	35,280	D
Employee Stock Option (right to buy)^F2	$2.17	Jun 22, 2015	D	50,000	D	—	Jan 1, 2023	Common Stock	50,000	D
Employee Stock Option (right to buy)^F2	$1.68	Jun 22, 2015	D	40,000	D	—	Jul 24, 2023	Common Stock	40,000	D

F1Disposed of pursuant to Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 4, 2015 by and between Lyris and LY Acquisition Corp ("Buyer") in exchange for cash consideration of $0.89 per share, without interest, subject to any required withholding of taxes. Pursuant to the Merger Agreement, Buyer will merge into Lyris, with Lyris continuing as the surviving corporation. Upon consummation of the merger, Lyris will become a subsidiary of Aurea Software.
F2Cancelled pursuant to Merger Agreement, dated as of May 4, 2015 by and between Lyris and LY Acquisition Corp ("Buyer") pursuant to which Buyer will merge into Lyris, with Lyris continuing as the surviving corporation. Upon consummation of the merger, Lyris will become a subsidiary of Aurea Software.