SEC Form 4 · accession 0001166003-18-000009
XPO, Inc. · XPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gena L Ashe
Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 3, 2018 · 7:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166003
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 2, 2018 | A | 2,071 | A | — | — | Common Stock, par value $0.001 per share | 2,071 | 2,071 | D |
| Restricted Stock UnitF1,F3 | — | holding | — | — | — | — | — | Common Stock, par value $0.001 per share | 2,716 | 2,716 | D |
| Restricted Stock UnitF1,F4 | — | holding | — | — | — | — | — | Common Stock, par value $0.001 per share | 3,970 | 3,970 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
- F2The RSUs shall vest on January 2, 2019, subject to the Reporting Person's continued service as a director of the Issuer.
- F3The RSUs vested on January 1, 2018 and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.
- F4The RSUs vested on January 3, 2018 and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.